The Investment Industry Regulatory Organization of Canada or IIROC is a non-profit, national self-regulatory organization (SRO) which oversees all investment dealers and trading activity on debt and equity markets in Canada.
The organization is a public interest regulator with a mission to protect investors and support healthy Canadian capital markets. IIROC carries out its regulatory responsibilities through setting and enforcing rules regarding proficiency, business and financial conduct of dealer firms and their registered employees, and through setting and enforcing market integrity rules.
For expert help with your Investment Portfolio contact, Vanessa Benedict at the IIROC registered Benedict Wealth Management Group
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